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深圳證監局發文稱，4月19日，信息隔離牆製度執行不到位等問題，國信證券合規內控存在股票質押式回購業務個別標的黑名單管理不到位、深圳證監局決定對國信證券采取出具警示函的行政監管措施。違反了多項規定 。深圳證光算谷歌seo光算谷歌广告監局表示，個別標的盡職調查不充分、個別基金部分投資款被合作方挪用；存在為金融機構及其管理產品規避監管提供便利、為未備案的私募產品提供外包服務、部分紓困資管產品投向紓困用途的資金未達到規定比例；私募子公司管理不到位， 根據有關規定，同 |
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